如何閲讀日文、德文及其他非英文專利 PDF
How to Read Japanese, German, and Non-English Patent PDFs
這份指南説明如何閲讀日文、德文及其他非英文專利 PDF,並整理 WIPO ST.9 的 12 個核心 INID 代碼,協助辨識專利資料及法律狀態。指南亦説明如何透過 WIPO ST.16 kind code 區分未審查申請與已授權專利,並解析日文、德文權利要求及對照工程圖。
(Disclosure: We are the Equalang team. This article was created with the help of AI and checked against our product and the sample files shown.)
When conducting prior art searches, infringement assessments, or Freedom-to-Operate (FTO) analyses, R&D engineers and technical teams frequently face a major bottleneck: discovering a critical reference in databases like the European Patent Office's Espacenet, the Japan Patent Office's J-PlatPat, or Korea's KIPRIS—only to find an original PDF spanning dozens of pages entirely in Japanese, German, or Korean.
Patent documents present a dual challenge: they are dense technical disclosures and strictly formalized legal instruments. Their front pages are covered with numeric codes, claims are drafted as complex single compound sentences, and specifications are packed with reference numerals (such as first rotating shaft (102a)) that must be continually cross-referenced against assembly drawings and tolerance tables.
To streamline both initial triage and in-depth examination of non-English patents, this guide breaks down essential WIPO INID front-page codes, country-specific publication kind codes (distinguishing applications from granted patents), syntax strategies for parsing Japanese and German claims, and a practical layout-preserving workflow for cross-referencing engineering drawings.
1. Decode the Front Page in 10 Seconds: Quick Reference for WIPO ST.9 INID Codes
Whether reviewing a publication from Japan, Germany, South Korea, or the European Patent Office, every bibliographic entry on the front page is preceded by an Arabic numeral in parentheses. These are INID codes (Internationally agreed Numbers for the Identification of Data), standardized under WIPO Standard ST.9. Mastering the following 12 core codes lets you parse the legal status and technical scope of a patent within seconds:
| INID Code | Standard Field Name | Terminology (EN / JA / DE) | Key Takeaway for Search & Due Diligence |
|---|---|---|---|
| (11) | Publication Number | Publication No. / 公報番号 / Veröffentlichungsnummer | The unique official publication or citation number. |
| (12) | Document Kind | Patent Application / 公開特許・特許公報 / Offenlegungsschrift | Critical for legal assessment: clarifies whether it is an unexamined application or a granted patent. |
| (19) | Publishing Office Code | JP / EP / DE / KR / WO / US / CN | Two-letter country/office code under WIPO ST.3 identifying the issuing patent office. |
| (21) | Application Number | Application No. / 出願番号 / Aktenzeichen | Primary key for tracing prosecution history, office actions, and the file wrapper. |
| (22) | Filing Date | Filing Date / 出願日 / Anmeldetag | Statutory benchmark for calculating the standard 20-year patent term. |
| (30) | Priority Data | Priority / 優先権主張番号 / Priorität | Key benchmark for assessing prior art and novelty: effective date is determined by the earliest priority date, not the local filing date. |
| (43) | Publication Date (Application) | Date of publication / 公開日 / Offenlegungstag | The date the application is laid open to the public (typically 18 months from priority), entering the public domain as prior art. |
| (45) | Grant Date | Date of grant / 発行日(登録日) / Patenterteilung | Date of formal grant publication. If the front page displays (43) but lacks (45), it is only an unexamined application publication. |
| (51) | International Patent Classification (IPC) | Int. Cl. / 国際特許分類 / Int. Cl. | Standard classification codes for cross-lingual searching across technology domains (e.g., H01M 10/0525 for lithium-ion batteries). |
| (54) | Title of Invention | Title / 発明の名称 / Bezeichnung der Erfindung | The technical subject matter of the claimed invention. |
| (57) | Abstract | Abstract / 要約 / Zusammenfassung | High-level summary to quickly triage technical relevance alongside representative drawings. |
| (71)/(73) | Applicant / Patentee | Applicant / 出願人・特許権者 / Anmelder・Patentinhaber |
(71) indicates applicant; (73) indicates grantee/patent owner (essential for competitive intelligence). |
2. Distinguishing Applications from Granted Patents: Kind Codes (WIPO ST.16)
Engineers reviewing foreign patents often stumble over nomenclature: seeing Japanese terms like "Tokkyo Koho" (特許公報) on a title page, many assume the patent has already granted exclusive monopoly rights.
In reality, under the WIPO ST.16 standard, the kind code letter appended to the publication number defines the crucial legal boundary between an unexamined application publication (A) and an enforceable granted patent (B):
| Country / Office | Document Kind & Designation | Legal Status & Meaning | Strategic Strategy for FTO & Prior Art |
|---|---|---|---|
| Japan (JP) |
Tokkai / A (公開特許公報, Kind A) e.g., 特開2024-XXXXXX (P2024-XXXXXXA)
|
Unexamined Patent Application (laid open 18 months from priority). | Valid as prior art, but not an enforceable right. Check J-PlatPat to see if it was abandoned, rejected, or granted as a B2 patent. |
| Japan (JP) | Kohyo / Tokuhyo / A (公表特許公報, Kind A) | PCT National Phase Entry publication in Japanese. | Functionally equivalent to Tokkai—an unexamined application, not a granted patent. |
| Japan (JP) |
Tokkyo / B1/B2 (特許公報, Kind B1/B2) e.g., 特許第XXXXXXX号 (PXXXXXXXB2)
|
Granted Patent after substantive examination. |
Prime target for infringement risk. Closely analyze the claims (特許請求の範囲) and confirm maintenance fee status. |
| Japan (JP) | Registered Utility Model (登録実用新案, Kind U) | Japanese Utility Model (registered without substantive examination). | Before enforcing rights, the owner must obtain an official Technical Evaluation Report from the JPO. |
| Germany (DE) / EPO (EP) | Offenlegungsschrift (DE: A1 / EP: A1/A2) |
Patent Application Publication (for EP, A1 includes a search report, A2 does not; German A1 is the published specification, not distinguished by search report). |
Merely published application text. Claims are often broad and typically narrowed during prosecution. |
| Germany (DE) / EPO (EP) | Patentschrift (DE: B3/B4 / EP: B1/B2) |
Granted Patent Specification (for EP, B1 is the initial grant, B2 is maintained after opposition; since 2004, the DPMA uses B3 [previously unpublished] and B4 [granted after prior A1 publication] for granted patents). |
Enforceable legal instrument. All infringement comparisons must be based on this text. |
| Germany (DE) | Gebrauchsmusterschrift (U1) | German Utility Model (maximum 10-year term). | Rapidly registered, heavily used for mechanical devices. Watch closely for DE...U1 when monitoring trade shows. |
| Korea (KR) | 공개특허 (A) / 등록특허 (B1) |
공개 (Gong-gae, Kind A) is published application; 등록 (Deung-nok, Kind B1) is granted patent. |
Distinguish carefully between application and grant; never base infringement conclusions solely on an unexamined "A" publication. |
3. Dissecting Japanese and German Claims: The Three Structural Pillars
Patent claims define the legal boundaries of exclusivity. To satisfy strict drafting requirements across jurisdictions, patent attorneys construct them as stylized, single compound sentences spanning hundreds of words. Recognizing key syntactic pivot points makes even the most intricate claim readable:
1. Anatomy of an Independent Claim
A standard independent claim typically consists of a preamble (subject matter), a transitional phrase, and the body / characterizing portion (inventive technical features):
| Structural Element | English Standard Terms | Japanese Patent Terms (特許請求の範囲) | German Patent Terms (Patentansprüche) | Reading & Parsing Logic |
|---|---|---|---|---|
| Transitional Phrase (Open: includes) | comprising... | …を備える / …を有する / …を含む | umfassend... / aufweisend... | Open-ended. Infringement occurs if a product contains all recited elements, even if it adds extra components. |
| Transitional Phrase (Closed: consists only of) | consisting of... | …からなる | bestehend aus... | Closed-ended. Common in chemical and materials claims; excludes unlisted ingredients or components. |
| Transition / Delimiter ("characterized in that") | characterized in that... / wherein... | …ことを特徴とする[主題名称]。 (placed at end of clause in Japanese) | dadurch gekennzeichnet, dass... | Separates known prior art (preamble) from the novel technical contribution of the invention. |
| Antecedent Reference ("said / the") | said... / the... | 前記[構成要素] / 当該… | der / die / das genannte... | Strictly refers back to an element already introduced in the claim, establishing antecedent basis. |
Tip for Japanese Word Order: In English, the claimed subject matter appears at the very beginning of the sentence (e.g., "An electrode assembly comprising..."). In Japanese, the subject matter is routinely placed at the very end of the paragraph before the final period (e.g.,
...ことを特徴とする電極組立体。). When reading a Japanese claim, jump straight to the last few words before the period to instantly determine whether the claim protects an apparatus (装置), a method (方法), or a program (プログラム).
2. Tracing Dependent Claim Dependencies
Recognizing dependency formulas allows you to reconstruct the claim tree rapidly:
-
Japanese:
請求項1に記載の[主題]において、さらに…("The [subject matter] according to claim 1, further comprising...") or請求項1〜3のいずれか1項に記載の…("According to any one of claims 1 to 3..."). -
German:
[Vorrichtung] nach Anspruch 1, dadurch gekennzeichnet, dass...("Apparatus according to claim 1, characterized in that...").
4. Preserving Layout and Reference Numerals: Workflow for In-Depth Patent Reading
When examining a multi-page Japanese or German patent PDF, the biggest bottleneck is rarely vocabulary alone; it is the cognitive friction caused by layout degradation. A single compound claim spanning hundreds of words gets severed across column breaks, or text reference numerals (like 102a) lose visual connection with their corresponding drawing callouts when dumped into plain-text translation tools.
In prior art searches and FTO analyses, an efficient workflow must resolve three critical layout challenges:
- Multi-Column Formatting and Cross-Page Reassembly: Nearly all major patent gazettes (such as JPO, DPMA, and EPO) format text in tight, two-column layouts. Copying and pasting raw text frequently leads to column collision or mid-sentence breaks across page boundaries. A layout-aware document translation tool reconstructs sentences across column and page splits before translating, preserving the exact conditional logic of the claims.
- Working Examples, Data Tables, and Chemical Equations: Patents in chemistry, materials science, and electronics rely heavily on comparative example tables and reaction schemes. Retaining the original table grid prevents numbers from shifting under the wrong header columns.
- In-Place Mapping of Drawing Callouts and Tolerances: Brief descriptions of drawings and engineering schematics require dimensions, tolerances, surface finishes, and callout arrows to remain aligned with physical components.
Here is an example evaluating a publicly available mechanical engineering drawing (Applied Kinetics) before and after layout-preserving translation:
| Mechanical Drawing Original (Page 1) | Equalang Document Translation (Side-by-Side Test) |
|---|---|
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In this test, the layout of the two isometric views, the bill of materials (BOM) in the top right, and the title block in the bottom right all retain their original layout structure, eliminating the need to jump back and forth between disparate text files and drawings.
5. Key Practices for In-Depth Reading and Legal Verification
Machine translation paired with layout preservation can dramatically increase throughput during initial triage and technical landscape mapping. However, when preparing formal FTO opinions or invalidity contentions, strict professional verification protocols should be followed:
-
Dual-Screen Verification: Display the translated reference on one screen to navigate technical concepts quickly, while keeping the official original PDF open on the second screen. Whenever you encounter a critical claim limitation (e.g.,
protrusion (14),valve seat (22)), visually verify the reference numerals against the original drawing callouts. - Understand Typographic Adjustments: Text density varies across languages. Translated text naturally expands or contracts, requiring subtle line wrapping or font adjustments. What matters is logical paragraph alignment and correct table cell correspondence, rather than pixel-for-pixel overlay.
-
Always Check Boundary Terms Against the Original: The scope of protection hinges on specific qualifying terms. For instance, in Japanese, distinguish carefully between
実質的に("substantially"),以上 / 以下("inclusive of the boundary value"), and超える / 未満("strictly greater than / less than, exclusive of the boundary value"). In German, watch formindestens("at least") versusinsbesondere("in particular"—typically introducing non-limiting embodiments). Always cross-reference the original source text for dispositive phrasing. - Verify Legal Status and File Wrappers: Never rely solely on an unexamined published specification. Combine the document kind code (distinguishing 'A' from 'B' publications) with a search in official prosecution registers (file wrapper history) and check annuity payment status.
By combining an understanding of WIPO bibliographic codes and claim syntax with layout-preserving translation, R&D and legal teams can more efficiently complete non-English patent triage and feature mapping.
The translation screenshot in this guide was generated using Equalang.
Sources
- WIPO — Standard ST.9: Bibliographic Data on and relating to Patents (INID Codes): https://www.wipo.int/standards/en/pdf/03-09-01.pdf
- WIPO — Standard ST.16: Identification of Different Kinds of Patent Documents: https://www.wipo.int/standards/en/pdf/03-16-01.pdf
- Japan Patent Office (JPO) / INPIT — J-PlatPat Patent & Utility Model Number Inquiry and Gazette Reading Guide: https://www.j-platpat.inpit.go.jp/
- European Patent Office (EPO) — Espacenet Kind Codes Guide: https://www.epo.org/en/searching-for-patents/helpful-resources/first-time-here/kind-codes
- Applied Kinetics Sample Mechanical Drawing (M0003.pdf): https://www.appliedkinetics.ca/wp-content/uploads/2018/01/m0003.pdf
來源:DEV Community · dev.to


